Zach Swartz
The Grace Building
1114 Avenue of the Americas
32nd Floor
New York, New York 10036
Zach’s principal areas of practice are capital markets and securities law, private equity, fund and joint venture formation, mergers and acquisitions, and corporate governance matters. He has particular experience advising on corporate and securities transactions involving equity and mortgage real estate investment trusts (REITs) and special purpose acquisition companies (SPACs). Zach also regularly provides general corporate, reporting, disclosure, compliance, securities, and corporate governance advice to private and public company clients. Zach is recognized nationwide as “Up and Coming” in REITs by Chambers USA.
Experience Highlights
TPG RE Finance Trust, Inc. in its $233 million initial public offering and multiple follow-on offerings
Spartan Energy Acquisition Corp. in its $1.75 billion business combination with Fisker Inc., a developer of eco-friendly electric vehicles
CTO Realty Growth in multiple offerings of common and preferred stock
Live Oak Acquisition Corp. II, a SPAC, in its $1.4 billion business combination with Navitas Semiconductor, the industry leader in Gallium nitride power ICs
TPG RE Finance Trust, Inc. in its $233 million initial public offering and multiple follow-on offerings
Alpine Income Property Trust in its $142.5 million initial public offering and multiple follow-on offerings
CTO Realty Growth in multiple offerings of common and preferred stock
New York Mortgage Trust in multiple offerings of securities, including preferred stock and convertible notes
Initial purchasers in multiple offerings of senior secured notes by RLJ Lodging Trust
Ellington Financial Inc. in multiple offerings of securities, including common stock, preferred stock and senior unsecured notes
Ellington Residential Mortgage REIT in its public offerings of common shares
Underwriters to Urstadt Biddle Properties, Inc. in multiple offerings of securities, including common and preferred stock
Financial advisor to American Finance Trust, Inc. in its direct listing of common stock on Nasdaq
Underwriters to Healthcare Trust of America, Inc. in multiple offerings of securities, including common stock and senior unsecured notes
Sales Agents to Four Corners Property Trust, Inc. in its $150 million ATM program
Cherry Hill Mortgage Investment Corporation in multiple offerings of securities, including common and preferred stock
Underwriters to Wheeler Real Estate Investment Trust in multiple offerings of preferred stock
Routinely advises multiple publicly traded corporations on 1933 Act and 1934 Act compliance, listing exchange requirements, corporate governance, and board of directors matters
Decarbonization Plus Acquisition Corporation III, a SPAC sponsored by an affiliate of Riverstone Holdings, in its $1.2 billion business combination with Solid Power, an all-solid-state electric vehicle battery producer
Live Oak Acquisition Corp. II, a SPAC, in its $1.4 billion business combination with Navitas Semiconductor, the industry leader in Gallium nitride power ICs
Spartan Acquisition Corp. II, a SPAC sponsored by funds managed by an affiliate of Apollo Global Management, in its $1.3 billion business combination with Sunlight Financial, a premier U.S. residential solar financing platform
Switchback Energy Acquisition Corporation in connection with its $300 million initial public offering and subsequent business combination with ChargePoint
Spartan Energy Acquisition Corp. in its $1.75 billion business combination with Fisker Inc., a developer of eco-friendly electric vehicles
Live Oak Crestview Climate Acquisition Corp., an ESG-focused SPAC, in its $200 million initial public offering of units
First Reserve Sustainable Growth Corp., a SPAC, in its $222 million initial public offering of units
Live Oak Mobility Acquisition Corp., a SPAC, in its $253 million initial public offering of units
Kadem Sustainable Impact Corporation, a SPAC, in its $175 million initial public offering of units
Vantage Energy Acquisition Corp., a SPAC, in its $552 million initial public offering of units
Underwriters to Silver Run Acquisition Corporation II, a SPAC, in its $1.035 billion initial public offering of units
Credentials
- The Catholic University of America, Columbus School of Law, J.D. summa cum laude, 2012 (Staff Editor, Catholic University Law Review)
- Juniata College, B.S., Education and Politics, 2008 (Dean’s List; Calvert Ellis Scholarship Recipient)
- Selected to the Virginia Rising Stars list, Super Lawyers® (Thomson Reuters), 2022 and 2023
- Selected to the New York Rising Stars list, Super Lawyers (Thomson Reuters), 2024
- Chambers USA, REITs (Nationwide), 2022-2024; “Up and Coming” in REITs (Nationwide), 2022
- Legal 500 U.S., Real Estate: REITs, 2022; Finance: Capital Markets: Equity Offerings, 2023
- The Best Lawyers in America© (BL Rankings, LLC), “Ones to Watch,” Real Estate Law (Richmond), 2021 and 2022
- Member: CUA Law Alumni Council
- New York
- Pennsylvania
- District of Columbia
- Virginia
- Rankings & AwardsNovember 1, 2024
- Event RecapSeptember 19, 2024
- Deals & CasesAugust 29, 2024
- InsightJune 26, 2024
V&E Capital Markets Update
- Rankings & AwardsJune 6, 2024
- Deals & CasesApril 11, 2024
- InsightApril 3, 2024
V&E REIT Update
- InsightJanuary 25, 2024
V&E SEC Update
- InsightSeptember 25, 2023
V&E SEC Update
- InsightSeptember 20, 2023
Published by CorpGov.com
- InsightJuly 5, 2023
Published by CorpGov
- Deals & CasesJuly 3, 2023
- Rankings & AwardsJune 12, 2023
- Rankings & AwardsJune 1, 2023
- Deals & CasesMay 30, 2023
- InsightMay 9, 2023
V&E REIT Update
- Rankings & AwardsApril 28, 2023
- InsightApril 25, 2023
Published by CorpGov.com
- Deals & CasesFebruary 6, 2023
- Deals & CasesDecember 5, 2022
- Deals & CasesSeptember 26, 2022
- InsightSeptember 13, 2022
V&E SEC Update
- Deals & CasesAugust 1, 2022
- Rankings & AwardsJune 16, 2022
- InsightJune 14, 2022
V&E SEC Update
- Rankings & AwardsJune 1, 2022
- InsightMay 27, 2022
- Event RecapMay 11, 2022
- Rankings & AwardsMay 2, 2022
- InsightMarch 31, 2022
- Deals & CasesMarch 31, 2022
- Press ReleaseMarch 31, 2022
- Press ReleaseJanuary 11, 2022
- Deals & CasesSeptember 27, 2021
- Deals & CasesSeptember 15, 2021
- “SPACs: An Alternative to the Traditional IPO for REITs and Other Real Estate Companies,” V&E New York Office, October 30, 2019 (presenter)